David is a business attorney who regularly advises clients on securities law, strategic transactions, and general business matters. He serves clients in a number of business sectors, including media production and broadcasting, high-tech and industrial manufacturing, financial products and services, restaurant and food services, medical technology, software development, and energy.
David provides counsel to clients in private securities offerings, including companies seeking to raise money in private placements, broker-dealers hired by companies to assist in private fund raising and purchasers making investments in private offerings. He monitors the changing federal and state securities law landscape and stays current on the evolving rules and regulations, such as changes in Regulation D related to general solicitation and crowdfunding and related state laws like MNvest. David also works with public companies on SEC compliance and reporting and securities offerings.
David provides guidance to clients in connection with strategic transactions such as mergers, acquisitions, divestiture and joint ventures. His experience ranges from counseling small private businesses in purchases and sales to complex, multi-step public company transactions.
Working with startups and growing companies, David guides clients through entity formation, corporate governance, capital raising, buy-sell agreements, LLC agreements and other general business matters.
Financial Products and Services Industry Experience
Food Services and Restaurant Industry Experience
Media Production and Broadcasting Industry Experience