For both Dodd-Frank and the JOBS Act, we continue to comb through legislation, SEC filings, rules, statements by public officials and congressional testimony to determine what's most important to you. Get up to speed on these two wide-ranging, high-impact legislative acts by reading some of our 995 posts at Dodd-Frank.com.
Public Companies and Securities
IPOs, Tweets and FWPs
SEC Chair Mary Jo White Says Disclosure Reform Is Next for Corporation Finance
Conflict Minerals and BOMcheck
FINRA Proposes More Changes to Corporate Financing Rule
Group Publishes Shareholder Engagement Protocol
UN Report Indicates Continued Smuggling of Conflict Minerals in DRC Region
SEC Commissioner Says JOBS Act Merits Increased Scrutiny of Transfer Agents
MSRB to Implement Registration Process for Municipal Securities Dealers and Municipal Advisors
Conducting Your Business to Avoid Municipal Advisor Registration: Energy Services and Solar Energy Companies
Private Equity, Hedge Funds, Investment Advisers and Broker-Dealers
SEC Private Equity Enforcement: Expenses, Distributions, Marketing and Custody
Never-Before Examined Registered Investment Advisers Targeted by SEC
MN Regulation of Investment Adviser Representatives
Guidance for Hedge Funds and Private Equity: Who Is a Knowledgeable Employee?
No Action Letter Allows M&A Brokers to Receive Transaction-Based Compensation
Make CFTC Large Trader Report Available to FERC by the End of February, Eight Democratic Senators Tell CFTC Chairman
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